Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Dec 2024)
- [FCA CF] Functions requiring qualifications (since 16 Dec 2024)
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- [FCA CF] Manager of certification employee (1 Jul 2019 to 28 Jul 2023)
- [FCA CF] Functions requiring qualifications (29 Sep 2017 to 30 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2011)
- CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.