Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (1 Jul 2019 to 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (29 Sep 2017 to 30 Jun 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 17 Feb 2011)
    • CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.