Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 14 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 14 Nov 2022)
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- (9)Employed By (8 Sep 2021 to 11 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (27 Aug 2020 to 11 Nov 2022)
- CF30 Customer (24 Jul 2020 to 11 Nov 2022)
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- [FCA CF] Functions requiring qualifications (9 Oct 2018 to 17 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.