Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 18 Feb 2013)
- CF1 Director (AR) (12 Nov 2004 to 28 Feb 2014)
- CF21 Investment Adviser (28 Oct 2003 to 31 Oct 2007)
- CF7 Sole Trader (AR) (28 Oct 2003 to 20 Oct 2004)
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- CF7 Sole Trader (AR) (11 Mar 2003 to 31 Dec 2003)
- CF21 Investment Adviser (28 Aug 2002 to 31 Dec 2003)
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- (5)Employed By (11 Mar 2003 to 28 Feb 2014)
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- (4)Employed By (28 Aug 2002 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.