Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (11 Jan 2023 to 30 Apr 2024)
    • [FCA CF] Client dealing (24 Jul 2018 to 30 Apr 2024)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (14 May 2013 to 27 Aug 2014)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (12 May 2011 to 9 Mar 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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