Jason KS Lim

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Spectron International Limited
FRN 193027
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (14 Mar 2019 to 8 Dec 2019)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (28 Nov 2019 to 8 Dec 2019)
Standard Chartered Bank (no longer approved here)
FRN 114276
- [FCA CF] Client dealing (7 Mar 2016 to 25 Jan 2019)
- CF30 Customer (10 Nov 2014 to 6 Mar 2016)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (26 Jun 2013 to 18 Nov 2013)
Mitsui Bussan Commodities Ltd (no longer approved here)
FRN 469094
- CF26 Customer Trading
- CF30 Customer (1 Apr 2008 to 11 Mar 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.