Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (13 May 2015 to 29 Sep 2020)
    • CF30 Customer (13 May 2015 to 29 Sep 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jul 2002 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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