Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 21 Oct 2025)
    • [FCA CF] Manager of certification employee (since 3 Jul 2025)
  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • SMF3 Executive Director (5 Oct 2023 to 31 May 2024)
    • Responsible for Insurance Distribution (5 Oct 2023 to 31 May 2024)
    • SMF1 Chief Executive (5 Oct 2023 to 31 May 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2020 to 21 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2017 to 2 Sep 2018)
    • [FCA CF] Material risk taker (1 Dec 2016 to 2 Sep 2018)
    • [FCA CF] Significant management (1 Dec 2016 to 2 Sep 2018)
    • CF29 Significant management (2 Jan 2008 to 1 Apr 2010)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF16 Significant Mgt (Desgntd Investment Business) (17 Mar 2003 to 8 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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