Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 30 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 10 Sep 2020)
- CF30 Customer (since 8 Sep 2020)
- CF1 Director (AR) (30 Mar 2022 to 24 Mar 2025)
- CF30 Customer (10 Mar 2008 to 26 Jan 2010)
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Hansford Financial Solutions Ltd
FRN 1035085
- (1)Employed By (since 30 May 2025)
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- Employed By (30 Mar 2022 to 30 Jun 2025)
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- Employed By (8 Sep 2020 to 5 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
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