Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (21 Sep 2022 to 3 Apr 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 27 Apr 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (21 Sep 2022 to 3 Apr 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 27 Apr 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (25 Aug 2021 to 31 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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