Jason Edward Roofe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlueJay Financial Planning Ltd

    FRN 769030

    • 14. Managing investments
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2020)
    • [FCA CF] Client dealing (since 23 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Apr 2017)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2017 to 30 Sep 2018)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (7 Jun 2013 to 31 Mar 2017)
  • Charles Derby Wealth Management (Home Counties) LLP (no longer approved here)

    FRN 569523

    • Employed By (12 Apr 2012 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 31 Mar 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Feb 2010 to 1 Apr 2012)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 19 Jan 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Feb 2003 to 14 Nov 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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