Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 May 2025)
  • BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)

    FRN 190266

    • [FCA CF] Manager of certification employee (1 Jun 2023 to 13 May 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 13 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2020 to 13 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (27 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.