Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • SMF5 Head of Internal Audit (since 14 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2022 to 13 Dec 2023)
    • [FCA CF] Material risk taker (30 Apr 2020 to 13 Dec 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [PRA CF] Significant risk taker or Material risk taker (14 Oct 2019 to 24 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 24 Apr 2020)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (6 Sep 2017 to 22 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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