Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (4)CF11 Money Laundering Reporting (14 Sep 2016 to 31 Jul 2018)
- (5)CF1 Director (14 Sep 2016 to 31 Jul 2018)
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- CF30 Customer (18 Apr 2013 to 31 Oct 2013)
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- CF30 Customer (14 Feb 2011 to 3 May 2013)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2011)
- CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (4)CF11 Money Laundering Reporting at NOVITAS LOANS LIMITED
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controlled function added: (5)CF1 Director at NOVITAS LOANS LIMITED