Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOVITAS LOANS LIMITED (no longer approved here)

    FRN 716962

    • (4)CF11 Money Laundering Reporting (14 Sep 2016 to 31 Jul 2018)
    • (5)CF1 Director (14 Sep 2016 to 31 Jul 2018)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (18 Apr 2013 to 31 Oct 2013)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • CF30 Customer (14 Feb 2011 to 3 May 2013)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)CF11 Money Laundering Reporting at NOVITAS LOANS LIMITED

  2. controlled function added: (5)CF1 Director at NOVITAS LOANS LIMITED