Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 25 Jun 2024)
    • [FCA CF] Client dealing (since 31 Aug 2023)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Algorithmic trading (1 Dec 2020 to 21 Jun 2022)
    • [FCA CF] Client dealing (1 Dec 2020 to 21 Jun 2022)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 21 Jun 2022)
    • [FCA CF] Material risk taker (1 Dec 2020 to 21 Jun 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
    • CF30 Customer (12 Aug 2008 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
    • CF30 Customer (12 Aug 2008 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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