Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Manager of certification employee (since 25 Jun 2024)
- [FCA CF] Client dealing (since 31 Aug 2023)
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- [FCA CF] Algorithmic trading (1 Dec 2020 to 21 Jun 2022)
- [FCA CF] Client dealing (1 Dec 2020 to 21 Jun 2022)
- [FCA CF] Manager of certification employee (1 Dec 2020 to 21 Jun 2022)
- [FCA CF] Material risk taker (1 Dec 2020 to 21 Jun 2022)
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- [FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
- CF30 Customer (12 Aug 2008 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
- CF30 Customer (12 Aug 2008 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.