Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 7 Nov 2018)
    • [FCA CF] Manager of certification employee (since 7 Nov 2018)
    • [FCA CF] Material risk taker (since 3 Jan 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 8 Jun 2015)
    • CF21 Investment Adviser (10 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.