Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BGC Brokers L.P
FRN 454814
- [FCA CF] Manager of certification employee (since 2 May 2023)
- [FCA CF] Client dealing (since 16 Mar 2023)
-
- [FCA CF] Client dealing (31 Mar 2022 to 7 Oct 2022)
- CF30 Customer (20 Feb 2013 to 1 Apr 2022)
-
- (27)Employed By (22 Oct 2014 to 1 Apr 2022)
-
- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF26 Customer Trading (27 Apr 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (8 May 2003 to 1 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.