Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (10 Dec 2018 to 30 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 30 Nov 2021)
- CF10 Compliance Oversight (30 Mar 2004 to 9 Dec 2018)
- CF11 Money Laundering Reporting (30 Mar 2004 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.