Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (20 May 2022 to 1 Nov 2022)
    • [FCA CF] Material risk taker (15 Apr 2021 to 1 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2021 to 1 Nov 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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