Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
- CF30 Customer (12 Dec 2011 to 6 Mar 2016)
-
Citibank Europe plc
FRN 211646
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
- CF30 Customer (12 Dec 2011 to 6 Mar 2016)
-
- CF30 Customer (22 Jun 2010 to 9 Sep 2011)
-
- CF30 Customer (30 Nov 2009 to 30 Apr 2010)
-
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.