Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Jun 2022)
    • [FCA CF] Manager of certification employee (since 16 Jun 2022)
    • [FCA CF] Significant management (10 Jan 2023 to 7 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jan 2023 to 7 Aug 2023)
    • [FCA CF] Material risk taker (10 Jan 2023 to 7 Aug 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2004)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.