Jason Batt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Algorithmic trading (3 Apr 2018 to 20 Dec 2018)
    • [FCA CF] Material risk taker (9 May 2017 to 23 May 2019)
    • [FCA CF] Client dealing (18 Jan 2017 to 23 May 2019)
    • [FCA CF] Manager of certification employee (18 Jan 2017 to 23 May 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 23 Sep 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Sep 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Sep 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Sep 2016)
    • CF30 Customer (13 Nov 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.