Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 14 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 14 Oct 2020)
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- (115)Employed By (1 Apr 2020 to 31 Aug 2020)
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- CF30 Customer (23 Apr 2019 to 31 Aug 2020)
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- (371)Employed By (23 Apr 2019 to 31 Aug 2020)
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- CF30 Customer (23 Apr 2018 to 29 Mar 2019)
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- CF30 Customer (30 Apr 2012 to 1 Sep 2014)
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- CF21 Investment Adviser (17 Feb 2003 to 11 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.