Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 5 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Apr 2024 to 3 Feb 2025)
    • [FCA CF] Material risk taker (9 Apr 2024 to 3 Feb 2025)
  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Jan 2020)
    • [FCA CF] Material risk taker (since 8 Jan 2020)
    • [PRA CF] Managing a material risk taker (since 8 Jan 2020)
    • [FCA CF] Client dealing (since 8 Jan 2020)
    • [FCA CF] Manager of certification employee (since 8 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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