Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (4 Oct 2021 to 28 Dec 2022)
- CF30 Customer (27 Aug 2021 to 28 Dec 2022)
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- (3)Employed By (27 Aug 2021 to 28 Dec 2022)
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- [FCA CF] Functions requiring qualifications (9 Mar 2020 to 7 Apr 2021)
- [FCA CF] Client dealing (9 Mar 2020 to 7 Apr 2021)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (18 Sep 2008 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.