Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Oct 2021 to 28 Dec 2022)
    • CF30 Customer (27 Aug 2021 to 28 Dec 2022)
  • Mark Barclay Wealth Management LLP (no longer approved here)

    FRN 515337

    • (3)Employed By (27 Aug 2021 to 28 Dec 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (9 Mar 2020 to 7 Apr 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Sep 2008 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.