Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- SMF6 Head of Key Business Areas (since 20 Oct 2022)
- [PRA CF] Managing a material risk taker (1 Apr 2019 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 30 Jun 2022)
- [FCA CF] Material risk taker (1 Nov 2016 to 30 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Nov 2016 to 30 Jun 2022)
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Bank of Scotland plc
FRN 169628
- SMF6 Head of Key Business Areas (since 20 Oct 2022)
- [PRA CF] Managing a material risk taker (1 Apr 2019 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 30 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Nov 2016 to 30 Jun 2022)
- [FCA CF] Material risk taker (1 Nov 2016 to 30 Jun 2022)
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- SMF7 Group Entity Senior Manager (20 Jun 2023 to 30 Jun 2025)
- SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2023)
- SMF3 Executive Director (9 Dec 2019 to 20 Jun 2023)
- [PRA CF] Managing a material risk taker (9 Dec 2019 to 28 May 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 May 2020)
- CF3 Chief Executive (10 Sep 2018 to 8 Dec 2019)
- CF1 Director (10 Sep 2018 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (20 Oct 2022 to 30 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.