Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
    • CF30 Customer (since 26 May 2022)
    • (344)Employed By (since 26 May 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (28 Apr 2021 to 1 Jun 2022)
    • CF30 Customer (19 Apr 2021 to 1 Jun 2022)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (52)Employed By (19 Apr 2021 to 6 Jun 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (28 Feb 2021 to 3 Nov 2021)
  • EB ASSOCIATES GROUP LIMITED (no longer approved here)

    FRN 707424

    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 5 Feb 2021)
    • CF30 Customer (14 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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