Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Cheviot Limited
FRN 124259
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 7 Nov 2023)
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- [FCA CF] Client dealing (1 Feb 2021 to 30 Nov 2021)
- CF30 Customer (28 Mar 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2017)
- CF30 Customer (19 Dec 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.