Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Aug 2022)
    • [FCA CF] Client dealing (since 15 Jul 2022)
    • [FCA CF] Manager of certification employee (since 15 Jul 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 23 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 May 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 5 Mar 2019)
    • CF30 Customer (12 Nov 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (11 Jul 2008 to 20 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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