Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 16 Aug 2022)
- [FCA CF] Client dealing (since 15 Jul 2022)
- [FCA CF] Manager of certification employee (since 15 Jul 2022)
-
- [FCA CF] Client dealing (7 Sep 2016 to 23 May 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 May 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 23 May 2019)
- [FCA CF] Significant management (7 Mar 2016 to 5 Mar 2019)
- CF30 Customer (12 Nov 2013 to 6 Mar 2016)
-
- CF30 Customer (11 Jul 2008 to 20 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.