Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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King & Shaxson Limited
FRN 179213
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2024)
- CF1 Director (2 Sep 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (13 Jun 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jun 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2012 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 14 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2024)
- CF11 Money Laundering Reporting (11 Apr 2019 to 8 Dec 2019)
- CF1 Director (11 Apr 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.