Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jul 2022)
    • CF30 Customer (since 16 Jun 2022)
    • (4)Employed By (since 16 Jun 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Private & Commercial Lifetime Partners Limited

  2. controlled function added: (4)Employed By at Private & Commercial Lifetime Partners Limited