Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • [FCA CF] Manager of certification employee (since 1 Nov 2022)
  • RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 769876

    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 31 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 31 Oct 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Jun 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (28 Jun 2016 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.