Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Windom Finance Ltd
FRN 965129
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
- [FCA CF] Manager of certification employee (since 1 Nov 2022)
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- [FCA CF] Functions requiring qualifications (20 Oct 2022 to 31 Oct 2022)
- Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 31 Oct 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Jun 2021)
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- [FCA CF] Functions requiring qualifications (28 Jun 2016 to 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.