Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • CF30 Customer (18 Feb 2013 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • CF30 Customer (18 Feb 2013 to 6 Mar 2016)
  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Jun 2009 to 15 Feb 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Feb 2013)
    • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.