Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • [FCA CF] Material risk taker (since 1 Feb 2021)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (4 Aug 2008 to 10 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.