Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yorkshire Building Society
FRN 106085
- [FCA CF] Material risk taker (since 29 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 29 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (29 Oct 2024 to 30 Oct 2024)
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CAF BANK LIMITED
FRN 204451
- SMF12 Chair of the Remuneration Committee (since 2 Nov 2017)
- SMF9 Chair of the Governing Body (since 2 Nov 2017)
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- [FCA CF] Material risk taker (26 Oct 2016 to 31 Dec 2023)
- [PRA CF] Managing a material risk taker (26 Oct 2016 to 31 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (26 Oct 2016 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (26 Oct 2016 to 31 Dec 2023)
- CF29 Significant management (27 May 2008 to 11 May 2009)
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- [FCA CF] Manager of certification employee (26 Oct 2016 to 16 Dec 2019)
- [FCA CF] Material risk taker (26 Oct 2016 to 30 Nov 2019)
- [PRA CF] Managing a material risk taker (26 Oct 2016 to 16 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (26 Oct 2016 to 30 Nov 2019)
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- CF29 Significant management (27 May 2008 to 11 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.