Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (29 Oct 2024 to 30 Oct 2024)
    • SMF12 Chair of the Remuneration Committee (since 2 Nov 2017)
    • SMF9 Chair of the Governing Body (since 2 Nov 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (26 Oct 2016 to 31 Dec 2023)
    • [PRA CF] Managing a material risk taker (26 Oct 2016 to 31 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2016 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (26 Oct 2016 to 31 Dec 2023)
    • CF29 Significant management (27 May 2008 to 11 May 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (26 Oct 2016 to 16 Dec 2019)
    • [FCA CF] Material risk taker (26 Oct 2016 to 30 Nov 2019)
    • [PRA CF] Managing a material risk taker (26 Oct 2016 to 16 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2016 to 30 Nov 2019)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (27 May 2008 to 11 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.