Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 18 Feb 2026)
    • [FCA CF] Significant management (since 15 Mar 2023)
    • [FCA CF] Client dealing (since 2 Mar 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2016)
    • [FCA CF] Manager of certification employee (2 Mar 2017 to 11 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
    • [FCA CF] Significant management (since 15 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.