Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
-
- [FCA CF] Manager of certification employee (1 Nov 2019 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2019)
- CF30 Customer (1 Nov 2007 to 19 Dec 2013)
- CF21 Investment Adviser (11 Aug 2003 to 30 Jan 2004)
- CF22 Investment Adviser (Trainee) (24 Dec 2001 to 11 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.