Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CORNICHE FINANCIAL SERVICES LTD
FRN 967761
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Responsible for Insurance Distribution (since 1 Dec 2022)
- SMF16 Compliance Oversight (since 1 Dec 2022)
- SMF3 Executive Director (since 1 Dec 2022)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
- Responsibility for MCD Intermediation (since 1 Dec 2022)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.