Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Weatherbys Bank Limited
FRN 204571
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 May 2022)
-
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (24 Oct 2003 to 31 Oct 2007)
-
- CF21 Investment Adviser (17 Apr 2003 to 30 Apr 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.