Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Oct 2003 to 31 Oct 2007)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF21 Investment Adviser (17 Apr 2003 to 30 Apr 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.