Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2022)
    • SMF3 Executive Director (since 3 Nov 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 Oct 2021 to 31 Dec 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Functions requiring qualifications (20 Dec 2019 to 25 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 20 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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