Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (16 Mar 2015 to 6 Mar 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (4 Nov 2008 to 27 Feb 2015)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (7 Sep 2004 to 22 Aug 2005)
    • CF27 Investment Management (7 Sep 2004 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF27 Investment Management (1 Dec 2001 to 16 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.