Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Client dealing (since 11 Jul 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2021)
- CF30 Customer (23 Dec 2013 to 8 Dec 2019)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Client dealing (since 11 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2021)
- CF30 Customer (13 May 2016 to 8 Dec 2019)
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- CF30 Customer (13 May 2016 to 23 Oct 2017)
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- CF30 Customer (13 May 2016 to 15 Mar 2019)
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- CF30 Customer (1 Dec 2010 to 21 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.