Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (1 Jan 2017 to 28 Feb 2018)
    • CF30 Customer (1 Jan 2017 to 28 Feb 2018)
  • Banyard Independent Advice Services Ltd (no longer approved here)

    FRN 763277

    • Employed By (1 Jan 2017 to 28 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Feb 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)
    • CF30 Customer (9 Jan 2012 to 15 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.