Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (1 Nov 2007 to 26 Jul 2017)
    • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2006)
    • CF26 Customer Trading (1 Dec 2001 to 7 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.