Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Headley Financial Services Limited (no longer approved here)

    FRN 527443

    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2024)
    • Responsible for Insurance Mediation (23 Aug 2016 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (23 Aug 2016 to 7 Mar 2024)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
  • Wise Financial Services Ltd (no longer approved here)

    FRN 403632

    • Employed By (4 Dec 2008 to 8 Dec 2019)
  • Headley Financial Services Limited (no longer approved here)

    FRN 125159

    • (5)Employed By (1 Oct 1998 to 30 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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