Jane Lindsay Weingartner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aurum Funds Limited (no longer approved here)

    FRN 180770

    • SMF3 Executive Director (9 Dec 2019 to 27 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (22 Nov 2006 to 31 Oct 2007)
    • CF15 Internal Audit (22 Nov 2006 to 31 Oct 2007)
    • CF1 Director (2 Oct 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Sep 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.