Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (5 Feb 2009 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2005 to 24 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.