Jane Lesley Charlton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Aug 2018)
    • CF30 Customer (since 8 Aug 2018)
  • Midland Financial Planning Limited

    FRN 200978

    • (2)Employed By (since 8 Aug 2018)
    • (5)Employed By (21 Jan 2013 to 25 Jul 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Jan 2013 to 25 Jul 2018)
    • CF1 Director (AR) (21 Jan 2013 to 25 Jul 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (27 May 2005 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (27 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Midland Financial Planning Limited

  2. controlled function added: (5)Employed By at Midland Financial Planning Limited

  3. controlled function added: (2)Employed By at Midland Financial Planning Limited