Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- [FCA CF] Manager of certification employee (since 23 Jun 2025)
- [FCA CF] Client dealing (since 9 Jun 2025)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Manager of certification employee (since 23 Jun 2025)
- [FCA CF] Client dealing (since 9 Jun 2025)
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- SMF18 Other Overall Responsibility (24 Apr 2024 to 31 Mar 2025)
- [FCA CF] Material risk taker (1 Mar 2022 to 24 Apr 2024)
- [FCA CF] Client dealing (1 Mar 2022 to 24 May 2024)
- [FCA CF] Manager of certification employee (1 Mar 2022 to 24 Apr 2024)
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- CF30 Customer (15 Oct 2010 to 5 Apr 2019)
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- CF30 Customer (15 Oct 2010 to 5 Apr 2019)
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- CF30 Customer (15 Oct 2010 to 5 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.