Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Mar 2022)
    • [FCA CF] Significant management (since 4 Mar 2022)
    • [PRA CF] Managing a material risk taker (since 4 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Mar 2022)
    • [FCA CF] Material risk taker (since 4 Mar 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (30 Nov 2020 to 27 Jul 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 27 Jul 2021)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 13 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 27 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (7 Jan 2019 to 6 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Jan 2019 to 6 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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