Jane Elizabeth Maclauchlan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

T L DALLAS INDEPENDENT FINANCIAL SERVICES LIMITED
FRN 604979
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 May 2024)
- SMF3 Executive Director (since 20 May 2024)
- Responsible for Insurance Distribution (since 20 May 2024)
- SMF16 Compliance Oversight (since 20 May 2024)
- [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
- [FCA CF] Client dealing (since 18 Nov 2020)
- CF30 Customer (2 Jan 2014 to 8 Dec 2019)
T L Dallas Independent Financial Services Limited (no longer approved here)
FRN 165262
- (5)Employed By (30 Jan 2007 to 31 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.